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Compliance Advisor, Workplace Investing

Company: Fidelity Investments
Location: Covington
Posted on: November 13, 2022

Job Description:

Job Description: Are you a rule follower and an innovator As a Compliance Advisor in Workplace Investing & Healthcare Compliance, you can be part of a team of compliance professionals that does both We are helping to invent the future of Fidelity by supporting retirement and healthcare initiatives and providing innovative ways for employers to successfully manage employee retirement, benefits and insurance offerings, including Medicare Services. You will be helping to ensure that the innovative solutions that our business partners build for clients adhere to applicable key rules, regulations, and policies.The TeamWe handle compliance readiness activities related to new regulatory rules and requirements, and provides support for the wide array of products and services offered to workplace clients and customers including: Defined Benefit and Defined Contribution Recordkeeping Services, Health & Welfare Benefit Administration Services, Health Savings Accounts, Medicare Services, Stock Plan Services (US & Global).Our team engages with the business across client-facing, participant-facing, operations, and agile product functions, just to name a few. We also work closely with Legal and Risk partners to help our business partners achieve their strategic objectives in a compliant manner, to protect our customers and Fidelity.The Expertise You Have

  • Bachelor s degree, or equivalent
  • Experience in areas of operations, project management, analysis, and/or quality control
    • Experience in retirement, insurance, risk management, and/or compliance preferred
    • Role may be offered at Grade 4 or Grade 5, based on experience/level of expertiseThe Skills You Bring
      • Strong interpersonal and influencing skills, including ability to collaborate across the organization, with peers and senior level management, to deliver results
      • Excellent verbal and written communications skills - ability to present ideas and complex information clearly and effectively through multiple channels
      • A proven track record to identify, analyze and resolve problems independently, and call out matters when appropriate
      • Ability to respond to shifting priorities while maintaining progress of regularly scheduled work
      • Ability to plan and execute projects timely by delivering on the objectives and managing the expectations of key stakeholders
      • Microsoft Office suite of applications, including SharePoint, are some of the many tools in your toolboxThe Value You Deliver
        • Coordinating written responses to regulator and court inquiries
        • Conducting monitoring, audits, and analysis to detect compliance concerns
        • Providing decision support to resolve compliance issues that arise in the business
        • Developing improved reporting, driving visibility, and measurement of compliance program health
        • Providing compliance guidance for products and services from business requirements development, review and approval of internal and external collateral, to roll-out and measurement of key governance activities
        • Supporting the monitoring, review and dissemination of requirements of new/modified laws, regulations and other applicable guidance
        • Manage and deliver on compliance projects and tasksCertifications: Company OverviewFidelity Investments is a privately held company with a mission to strengthen the financial well-being of our clients. We help people invest and plan for their future. We assist companies and non-profit organizations in delivering benefits to their employees. And we provide institutions and independent advisors with investment and technology solutions to help invest their own clients' money.Join UsAt Fidelity, you'll find endless opportunities to build a meaningful career that positively impacts peoples' lives, including yours. You can take advantage of flexible benefits that support you through every stage of your career, empowering you to thrive at work and at home. Honored with a Glassdoor Employees' Choice Award , we have been recognized by our employees as a Best Place to Work in 2022. And you don't need a finance background to succeed at Fidelity-we offer a range of opportunities for learning so you can build the career you've always imagined.Many of our associates are continuing to work remotely temporarily due to COVID-19. When Fidelity employees eventually return to the office, our goal is for most people to work flexibly in a way that balances both personal and business needs with time onsite and offsite through what we're calling " Dynamic Working ."We invite you to Find Your Fidelity at .Fidelity Investments is an equal opportunity employer. We believe that the most effective way to attract, develop and retain a diverse workforce is to build an enduring culture of inclusion and belonging.Fidelity will reasonably accommodate applicants with disabilities who need adjustments to participate in the application or interview process. To initiate a request for an accommodation, contact the HR Accommodation Team by sending an email to , or by calling , prompt 2, option 3.

Keywords: Fidelity Investments, Covington , Compliance Advisor, Workplace Investing, Other , Covington, Kentucky

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